Delinquent Financial Disclosure Statement Filers

Individuals required to file Financial Disclosure Statement with the Commission and fail to do so.
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Individuals who are required to file an annual financial disclosure statement with the Commission and fail to do so will receive a confidential notice of their failure to file, pursuant to Executive Law § 94(12). Subsequent to that confidential notice and after a minimum 15-day period in which the filer may respond to the notice, the Commission shall send a Notice of Delinquency ("NOD") to the filer and to the filer's appointing authority, or the majority leaders of the two houses of the Legislature if the filer is a State elected official or legislative staff. 

Subsequent to the issuance of an NOD, the Commission may initiate an enforcement proceeding against the filer. Any individual determined to have knowingly and willfully violated the provisions of Public Officers Law § 73-a may be subject to a civil penalty in an amount not to exceed $40,000.

Notices of delinquency are publicly-available records of the Commission and may be requested by clicking the 'Records Request' link in the footer of the website.

Name Title Agency/Entity Delinquent Filing Years Notice of Delinquency Sent Status
Dinaw Mengestu Professor CUNY Brooklyn College 2014, 2015 10/26/2017 Filed 3/20/18
Christopher Adrian Mtce Supv (Track) Level II New York City Transit Authority 2015 03/30/2017 Filed: 4/4/17
Luis Barrios Professor John Jay College 2014
2015
03/30/2017 Filed 4/27/17
Brian Borland Div I Ftb Def Cord Rp SUNY at Buffalo 2015 03/30/2017 Filed: 4/4/17
Rafael Brea Mtce Supv (Track) Level II New York City Transit Authority 2015 03/30/2017 Filed 4/6/17
Manuel Caraballo Mtce Supv (Track) Level II New York City Transit Authority 2015 03/30/2017 Filed: 4/4/17
Edmond Coleman Assoc Staff Analyst Manhattan and Bronx Surface Transit Operating Authority 2015 03/30/2017 Filed 4/17/17
Spring Cooper Assoc Prof CUNY School of Public Health 2014 03/30/2017 Filed: 4/4/17
James Cureton Mtce Supv (Track) Level II New York City Transit Authority 2015 03/30/2017 Filed 4/18/17
David Deasy Mtce Supv (Str. A Carp) II New York City Transit Authority 2013
2014
2015
03/30/2017 Filed 4/19/17
James Farrell Member Ogdensburg Bridge & Port Authority 2015 03/30/2017 Filed: 4/3/17
Alexandra Gagliotta Assoc Project Manager 3 New York City Transit Authority 2014
2015
03/30/2017 Filed 4/28/17
Victor Gallo Member Nassau Healthcare Corp/Nassau University Medical Cente 2013
2014
2015
03/30/2017 Filed: 4/10/17
Curtis Hall Mtce Supv (Track) Level II New York City Transit Authority 2015 03/30/2017 Filed 3/31/17
Kwame Johannes Asst, Train Disp. (Console Op) New York City Transit Authority 2013
2015
03/30/2017 Filed 4/19/17
Phalon Johnson Supt (Rto) New York City Transit Authority 2015 03/30/2017 Filed 4/19/17
Joseph Kayizzi MRI Technologist Westchester County Healthcare Corp c/o Westchester Medical Center 2015 03/30/2017 Filed 4/20/17
Paul Laurent Assoc Project Manager 1 New York City Transit Authority 2015 03/30/2017 Filed 4/24/17
Shen Han Lin Physician Nassau Healthcare Corp/Nassau University Medical Center 2015 03/30/2017 Filed 4/3/17
Robert Lopez Physician Nassau Healthcare Corp/Nassau University Medical Center 2014
2015
03/30/2017 Filed 4/6/17
Clement Mbom Professor Brooklyn College 2012
2013
2014
2015
03/30/2017 Filed 4/10/17
Irvin Mendez Mtce Supv (Track) Level II New York City Transit Authority 2015 03/30/2017 Filed 4/27/17
Leo Reilly Mtce Supv (Track) Level II New York City Transit Authority 2015 03/30/2017 Filed 4/13/17
Kirt Roach Mtce Supv (Track) Level II New York City Transit Authority 2015 03/30/2017 Filed 4/20/17
Michelle Sanclemente Tech Infra Eng Spec Lvl 6 Metropolitan Transportation Authority 2015 03/30/2017 Filed 3/31/17
Jonathan Sanders Assoc Professor / 10 Mo SUNY Stony Brook 2011
2012
2013
2014
2015
03/30/2017 Filed 7/20/17
Kurt Schmidt Mtce Supv (Track) Level II New York City Transit Authority 2015 03/30/2017 Filed 4/13/17
Thomas Schneider Member Port of Oswego Authority 2015 03/30/2017 Filed 4/6/17
Ivan Smith Mtce Supv (Track) Level II New York City Transit Authority 2015 03/30/2017 Filed: 4/5/17
Aaron Todd Professor Baruch College 2014
2015
03/30/2017 Filed 4/14/17
Sheldon Silver Member of Assembly State Assembly 2011
2012
2013
02/13/2015 Pending
Stephen Stoute Dir Harlem Com Devel Corp Harlem Community Develop Corp. C/O Empire State Develop Corp. 2012
2013
11/12/2014 Filed: 12/15/14
Weldon Williams, III Unit Coordinator Hostos Commun. College 2011
2012
2013
11/12/2014 Filed: 02/20/2015
Arnaldo Lopez Supt (TA Operations) NYC Transit Authority 2012 11/07/2014 Filed: 11/28/14
Derrick O'Neal Supt (RTO) NYC Transit Authority 2012
2013
11/07/2014 Filed: 11/21/14
John Woodruff Admin Manager NYC Transit Authority 2012 11/07/2014 Filed: 11/21/14
Lino Vlacic Computer SPC (SW) 4 Manhattan & Bronx Surface Transit Operating Authority 2012
2013
11/07/2014 Filed: 11/18/14
Mark Watkins Supt Transp Manhattan & Bronx Surface Transit Operating Authority 2012 11/07/2014 Filed: 11/13/14
Stephen Roefaro Member State Board of Real Estate Appraisal 2011
2012
2013
11/07/2014 2011 & 2012 Filed: 11/20/14, 2013 Filed 03/08/15
Jessica Berrios Physician Nassau Healthcare Corp/Nassau Univ Medical Ctr. 2011
2012
11/07/2014 Filed: 11/23/14
John Meringolo Physician -P/T Nassau Healthcare Corp/Nassau Univ Medical Ctr. 2011 11/07/2014 Filed: 11/12/14
Dawn Williamson Physician -P/T Nassau Healthcare Corp/Nassau Univ Medical Ctr. 2012
2013
11/07/2014 Filed: 11/20/14
Robert Marion, M.D. Member Developmental Disabilities Planning Council 2009
2012
2013
11/07/2014 Filed: 12/19/14
Robin Anthony Elliott Member-Funding Committee Empire State Stem Cell Board 2010
2011
2012
2013
11/07/2014 Filed: 2/21/17
Tracy Abamont Member Emergency Medical Service Council C/O NYS Dept. of Health 2010
2011
2012
2013
11/07/2014 Pending
William F. Schwarz Dir Public Info Dept. of Health 2011
2012
2013
11/07/2014 Filed: 11/20/14
Michael Gonzalez Dir, Online Business & Marketing Dev Roswell Park Cancer Institute 2012
2013
11/07/2014 Filed: 11/24/14
Diana Hannan Sr. Staff Assoc. SUNY Stonybrook 2011
2012
11/07/2014 Filed: 11/12/14
Robert Neviaser Div 1 Ftbl Def Cord Rp SUNY Stonybrook 2011
2012
2013
11/07/2014 Filed: 11/17/14
Ann Scheidt Sr. Staff Assoc. SUNY Stonybrook 2011
2012
2013
11/07/2014 Filed: 11/17/14
Jean M. Tully Coll. Physn. Asst. SUNY Stonybrook 2011 11/07/2014 11/13/14
Kusum Mehta Medical Spec 2 Kingsboro Psychiatric Center 2011
2012
2013
11/07/2014 Pending
Dominick Galluccio Pharmacist Creedmoor Psychiatric Center 2011 11/07/2014 Filed: 11/21/14
David Shaffer Resch Scient 8 Psychiatric Institute/NYS 2011
2013
11/07/2014 Filed: 12/19/14
Daniel Smuckler Psychiatrist 3 Bronx Psychiatric Center 2010
2011
2012
2013
11/07/2014 Filed: 11/28/14
Jonathan Mendell Chf Safety & Scrty Ofcr South Beach Psychiatric Center 2012
2013
11/07/2014 Filed: 12/08/14
Frehiwot Abbay Chf Mntl Hlth Trm Srv NYC Children's Center 2012 11/07/2014 Filed: 11/28/14
Amy Fillat Treatment Team Leader C&YS NYC Children's Center 2011
2012
2013
11/07/2014 Filed: 11/11/14
Michael Harrigan Treatment Team Leader C&YS NYC Children's Center 2011
2013
11/07/2014 Filed: 1/12/15
Deborah Lee Social Work Supvr 1 Rockland Children's Psychiatric Center 2011
2012
11/07/2014 Filed: 12/16/14
Deborah Denigris Director of Nursing Kingsboro Psychiatric Center 2012 11/07/2014 Filed: 11/24/14
Peter Savio Program Manager Energy Research & Development Authority 2012 11/07/2014 Filed: 11/12/14
Daniel Shure Higher Educ Officer City Univ. of NY Central office 2011 11/07/2014 Filed: 11/17/14
Steven Willner Computer System Manager City Univ. of NY Central office 2011
2013
11/07/2014 2011 Filed: 11/18/14, 2013 Filed: 11/12/14
Rosalyn Alexander IT Sr. Associate Hunter College 2011
2012
2013
11/07/2014 Filed: 11/24/14
Arlene Kraat Assoc Professor Queens College 2012 11/07/2014 Filed: 11/15/14
Maureen Becker Chair College of Staten Island 2012
2013
11/07/2014 Filed: 12/26/14
Eduardo Rios Ass't Vice President Staten Island College/LAG CUNY 2011 11/07/2014 Filed: 11/12/14
Theresa Williams Admin Medgar Evers College 2012 11/07/2014 Filed: 11/10/14
Akhil Lal Assoc. Professor & Chair Bronx Commun. College 2010
2011
2012
2013
11/07/2014 2010 & 2011 Filed: 11/30/14, 2012 & 2013 Filed: 11/24/14
Jitinder Walia Higher Educ. Officer Bronx Commun. College 2011
2012
11/07/2014 Filed: 11/10/14
Norma Pena-De-Llorenz Deputy Chair Hostos Commun. College 2012
2013
11/07/2014 Filed: 11/23/14
Faustino Quintanilla Higher Educ. Officer Queensborough Commun. College 2011 11/07/2014 Filed: 11/11/14